Treasury Enforcement Agent Exam

FREE Treasury Enforcement Agent: Problems for Investigation 2 Questions and Answers

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Recently, there have been issues with the teller drawers at Geeks Bank running out of money. Bank executives were not very concerned until they started to discover a trend because banks anticipate a certain amount of this kind of loss. Over six months, the cash at Teller Station 3 would periodically run low every two or three days. Authorities were contacted after Vice President Dennis Jansen reported the practice. There are 12 teller stations, but it is uncommon for all twelve to be open at once. The volume of business being done and the number of tellers employed determine how many stations are open.

During the investigation, the following statements were made:

1. Vice President Jansen stated that he tallied the drawer totals at the end of each business day; on days when he did not work, the tallies were done by Vice President Diaz.
2. Glenda Shimmer, the teller supervisor, said that she usually opened teller stations in order, that is, station 1 would be opened first, station 2 second, and so on. Each teller is assigned to a station for the shift, but they cover for each other on breaks.
3. Shimmer also stated that an average of five stations are open at any given time, but sometimes as few as two stations are open.
4. Teller Mark Feller said that the tellers came and went from work at staggered times and that more than half of the tellers only worked part-time.
5. Teller Jasmine Nguyen said that Leticia Ralphson, another teller, had recently gotten divorced and complained that her ex-husband was not paying child support.
6. Vice President Enrique Diaz stated that the tallies had never been short on the days he did them.
7. Teller Leticia Ralphson said that recently a new customer, John Davor, had been coming in every few days and often he only wanted change for a large bill. Ralphson thought he might be a drug dealer.
8. Teller Mike Allen said that, although tellers were not assigned to particular stations all the time, each teller had a favorite station and Glenda normally let them work at those stations. Mike said that both Ralphson and Ngyuen liked the station.
9. Head of Personnel Heidi Tuy checked the records and said that tellers Ngyuen, Ralphson, Allen, Ford, Beloit, and Rawlings were all working on days when station 3 came up short. In addition, Glenda Shimmer and Jansen worked all of those days. Teller Feller worked all but two of those days.
10. Teller Justine Beloit said that she saw Vice President Jansen and Teller Allen have lunch together once or twice weekly for the last six months.

Which of the following statements casts suspicion on Jansen?

Correct! Wrong!

Explanation:
The fact that only Jansen and Diaz ever tally the drawer totals, coupled with the fact that the drawers were never short when Diaz performed the tally, casts suspicion on Jansen.

Carlo Kreig, a high school student, informed the neighborhood police that he had proof that Shane Merfull, another student, was using fake money. Carlo admitted after being questioned that he had observed Merfull taking several hundred dollars to the school. She said that her brother, Josh, gave it to her when he inquired where she obtained it. Carlo overheard her later telling a different pupil that the money was fake and that there was a lot more of it. The Secret Service was contacted by local police.

During the investigation, the following statements were made:

1. Student Buffy Slater said that Shane had a lot of new clothes lately.
2. Student Jeff Mccoy said that Carlo asked Shane out three times, but she always turned him down.
3. Thalia Doe cashier at the Sound Wave, said Shane had purchased several new CDs in the past week, always paying cash.
4. Principal Mark Pull said that Shnae's brother Josh had been a troublemaker who consistently made poor grades, was expelled from school, and had never graduated.
5. Teacher Nobert Ross said that Carlo had seemed troubled lately and he heard Carlo's parents were getting divorced.
6. Counselor Mitchell Delivine said that Josh Merfull was a genius, with an I.Q. over 150, and was an excellent artist.
7. Shane Merfull said that her father had recently gotten a promotion at the paper factory where he worked and her mother had just gone back to work as a bookkeeper.
8. Lara Mason, Shane's friend, said that Shane had recently had a lot more money to spend when they went to the mall.
9. Josh Merfull said that he suspected Shane might be dealing drugs.
10. May Gibson said she was Carlo's girlfriend and had been for two years.

Which two statements appear to corroborate each other?

Correct! Wrong!

Explanation:
Statements 3 and 8 are statements from different people alleging that Shane has access to cash.

Recently, there have been issues with the teller drawers at Geeks Bank running out of money. Bank executives were not very concerned until they started to discover a trend because banks anticipate a certain amount of this kind of loss. Over six months, the cash at Teller Station 3 would periodically run low every two or three days. Authorities were contacted after Vice President Dennis Jansen reported the practice. There are 12 teller stations, but it is uncommon for all twelve to be open at once. The volume of business being done and the number of tellers employed determine how many stations are open.

During the investigation, the following statements were made:

1. Vice President Jansen stated that he tallied the drawer totals at the end of each business day; on days when he did not work, the tallies were done by Vice President Diaz.
2. Glenda Shimmer, the teller supervisor, said that she usually opened teller stations in order, that is, station 1 would be opened first, station 2 second, and so on. Each teller is assigned to a station for the shift, but they cover for each other on breaks.
3. Shimmer also stated that an average of five stations are open at any given time, but sometimes as few as two stations are open.
4. Teller Mark Feller said that the tellers came and went from work at staggered times and that more than half of the tellers only worked part-time.
5. Teller Jasmine Nguyen said that Leticia Ralphson, another teller, had recently gotten divorced and complained that her ex-husband was not paying child support.
6. Vice President Enrique Diaz stated that the tallies had never been short on the days he did them.
7. Teller Leticia Ralphson said that recently a new customer, John Davor, had been coming in every few days and often he only wanted change for a large bill. Ralphson thought he might be a drug dealer.
8. Teller Mike Allen said that, although tellers were not assigned to particular stations all the time, each teller had a favorite station and Glenda normally let them work at those stations. Mike said that both Ralphson and Ngyuen liked the station.
9. Head of Personnel Heidi Tuy checked the records and said that tellers Ngyuen, Ralphson, Allen, Ford, Beloit, and Rawlings were all working on days when station 3 came up short. In addition, Glenda Shimmer and Jansen worked all of those days. Teller Feller worked all but two of those days.
10. Teller Justine Beloit said that she saw Vice President Jansen and Teller Allen have lunch together once or twice weekly for the last six months.

Which of the following statements could be an attempt by one teller to divert suspicion to another teller?

Correct! Wrong!

Explanation:
Statements 5 and 8 contain information provided by tellers that indicates the motive or opportunity for other tellers to have embezzled the money.

Carlo Kreig, a high school student, informed the neighborhood police that he had proof that Shane Merfull, another student, was using fake money. Carlo admitted after being questioned that he had observed Merfull taking several hundred dollars to the school. She said that her brother, Josh, gave it to her when he inquired where she obtained it. Carlo overheard her later telling a different pupil that the money was fake and that there was a lot more of it. The Secret Service was contacted by local police.

During the investigation, the following statements were made:

1. Student Buffy Slater said that Shane had a lot of new clothes lately.
2. Student Jeff Mccoy said that Carlo asked Shane out three times, but she always turned him down.
3. Thalia Doe cashier at the Sound Wave, said Shane had purchased several new CDs in the past week, always paying cash.
4. Principal Mark Pull said that Shnae's brother Josh had been a troublemaker who consistently made poor grades, was expelled from school, and had never graduated.
5. Teacher Nobert Ross said that Carlo had seemed troubled lately and he heard Carlo's parents were getting divorced.
6. Counselor Mitchell Delivine said that Josh Merfull was a genius, with an I.Q. over 150, and was an excellent artist.
7. Shane Merfull said that her father had recently gotten a promotion at the paper factory where he worked and her mother had just gone back to work as a bookkeeper.
8. Lara Mason, Shane's friend, said that Shane had recently had a lot more money to spend when they went to the mall.
9. Josh Merfull said that he suspected Shane might be dealing drugs.
10. May Gibson said she was Carlo's girlfriend and had been for two years.

Which statement is purely circumstantial evidence?

Correct! Wrong!

Explanation:
Circumstantial evidence is evidence from which the presence of a principal fact of the case can be inferred. From the fact of Shane's new clothes, one can infer she has access to money to buy clothes.

Carlo Kreig, a high school student, informed the neighborhood police that he had proof that Shane Merfull, another student, was using fake money. Carlo admitted after being questioned that he had observed Merfull taking several hundred dollars to the school. She said that her brother, Josh, gave it to her when he inquired where she obtained it. Carlo overheard her later telling a different pupil that the money was fake and that there was a lot more of it. The Secret Service was contacted by local police.

During the investigation, the following statements were made:

1. Student Buffy Slater said that Shane had a lot of new clothes lately.
2. Student Jeff Mccoy said that Carlo asked Shane out three times, but she always turned him down.
3. Thalia Doe cashier at the Sound Wave, said Shane had purchased several new CDs in the past week, always paying cash.
4. Principal Mark Pull said that Shnae's brother Josh had been a troublemaker who consistently made poor grades, was expelled from school, and had never graduated.
5. Teacher Nobert Ross said that Carlo had seemed troubled lately and he heard Carlo's parents were getting divorced.
6. Counselor Mitchell Delivine said that Josh Merfull was a genius, with an I.Q. over 150, and was an excellent artist.
7. Shane Merfull said that her father had recently gotten a promotion at the paper factory where he worked and her mother had just gone back to work as a bookkeeper.
8. Lara Mason, Shane's friend, said that Shane had recently had a lot more money to spend when they went to the mall.
9. Josh Merfull said that he suspected Shane might be dealing drugs.
10. May Gibson said she was Carlo's girlfriend and had been for two years.

Which statement along with statement 2 is most damaging to Carlo Kreig?

Correct! Wrong!

Explanation:
Statement 2 indicates both a motive for trying to get Shane in trouble by making a false report and a reason why Carlo might be distraught; statement 5 presents an additional reason for Carlo's distress and observation of it.

Recently, there have been issues with the teller drawers at Geeks Bank running out of money. Bank executives were not very concerned until they started to discover a trend because banks anticipate a certain amount of this kind of loss. Over six months, the cash at Teller Station 3 would periodically run low every two or three days. Authorities were contacted after Vice President Dennis Jansen reported the practice. There are 12 teller stations, but it is uncommon for all twelve to be open at once. The volume of business being done and the number of tellers employed determine how many stations are open.

During the investigation, the following statements were made:

1. Vice President Jansen stated that he tallied the drawer totals at the end of each business day; on days when he did not work, the tallies were done by Vice President Diaz.
2. Glenda Shimmer, the teller supervisor, said that she usually opened teller stations in order, that is, station 1 would be opened first, station 2 second, and so on. Each teller is assigned to a station for the shift, but they cover for each other on breaks.
3. Shimmer also stated that an average of five stations are open at any given time, but sometimes as few as two stations are open.
4. Teller Mark Feller said that the tellers came and went from work at staggered times and that more than half of the tellers only worked part-time.
5. Teller Jasmine Nguyen said that Leticia Ralphson, another teller, had recently gotten divorced and complained that her ex-husband was not paying child support.
6. Vice President Enrique Diaz stated that the tallies had never been short on the days he did them.
7. Teller Leticia Ralphson said that recently a new customer, John Davor, had been coming in every few days and often he only wanted change for a large bill. Ralphson thought he might be a drug dealer.
8. Teller Mike Allen said that, although tellers were not assigned to particular stations all the time, each teller had a favorite station and Glenda normally let them work at those stations. Mike said that both Ralphson and Ngyuen liked the station.
9. Head of Personnel Heidi Tuy checked the records and said that tellers Ngyuen, Ralphson, Allen, Ford, Beloit, and Rawlings were all working on days when station 3 came up short. In addition, Glenda Shimmer and Jansen worked all of those days. Teller Feller worked all but two of those days.
10. Teller Justine Beloit said that she saw Vice President Jansen and Teller Allen have lunch together once or twice weekly for the last six months.

Which of the following statements indicates that the drawer shortage might not be a case of employee theft?

Correct! Wrong!

Explanation:
Statement 7 presents the possibility that a bank customer is taking the money, possibly by way of a change scam.

Carlo Kreig, a high school student, informed the neighborhood police that he had proof that Shane Merfull, another student, was using fake money. Carlo admitted after being questioned that he had observed Merfull taking several hundred dollars to the school. She said that her brother, Josh, gave it to her when he inquired where she obtained it. Carlo overheard her later telling a different pupil that the money was fake and that there was a lot more of it. The Secret Service was contacted by local police.

During the investigation, the following statements were made:

1. Student Buffy Slater said that Shane had a lot of new clothes lately.
2. Student Jeff Mccoy said that Carlo asked Shane out three times, but she always turned him down.
3. Thalia Doe cashier at the Sound Wave, said Shane had purchased several new CDs in the past week, always paying cash.
4. Principal Mark Pull said that Shnae's brother Josh had been a troublemaker who consistently made poor grades, was expelled from school, and had never graduated.
5. Teacher Nobert Ross said that Carlo had seemed troubled lately and he heard Carlo's parents were getting divorced.
6. Counselor Mitchell Delivine said that Josh Merfull was a genius, with an I.Q. over 150, and was an excellent artist.
7. Shane Merfull said that her father had recently gotten a promotion at the paper factory where he worked and her mother had just gone back to work as a bookkeeper.
8. Lara Mason, Shane's friend, said that Shane had recently had a lot more money to spend when they went to the mall.
9. Josh Merfull said that he suspected Shane might be dealing drugs.
10. May Gibson said she was Carlo's girlfriend and had been for two years.

Which statement might be an attempt to divert the investigation?

Correct! Wrong!

Explanation:
Statement 9 is an attempt by Josh Merfull to divert the investigation from counterfeiting to drugs, as well as from himself to his sister, by alleging his sister is a drug dealer.

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