Presentations Regulatory Frameworks & Compliance 5

Question 1

A US company's presentation to a foreign government official includes an offer of 'consulting fees' in exchange for a contract. This most directly triggers liability under:

Accepted Answer

The Foreign Corrupt Practices Act (FCPA)

Answer

The FCPA prohibits US persons and companies from bribing foreign government officials to obtain or retain business, regardless of where the presentation occurs.

Question 2

When a presentation includes music or video clips, which licensing framework most governs the right to use that content publicly?

Accepted Answer

Public performance rights and synchronization licenses under copyright law

Answer

Playing music or video in a public presentation typically requires public performance rights and, for video with music, synchronization licenses from the rights holders.

Question 3

A presentation delivered via webinar to participants in the European Union must comply with GDPR when it:

Accepted Answer

Collects attendee registration data including names and email addresses

Answer

Collecting personal data (names, emails) from EU residents during webinar registration triggers GDPR obligations, including lawful basis, transparency, and data subject rights.

Question 4

Under Title VII of the Civil Rights Act, a presentation that includes jokes targeting employees based on race or religion during a company training session could expose the employer to liability for:

Accepted Answer

Creating a hostile work environment

Answer

Presentations containing discriminatory jokes about protected classes can constitute harassment and contribute to a hostile work environment, creating employer liability under Title VII.

Question 5

A publicly listed company discloses a material merger in an earnings call presentation before issuing a press release. Under SEC rules, this requires:

Accepted Answer

Filing a Form 8-K simultaneously or promptly to make the information public

Answer

Regulation FD requires that when material non-public information is disclosed in a presentation, the company must file a Form 8-K or issue a press release simultaneously or promptly to ensure public access.

Presentations Practice Test

Presentations Practice Test

Presentations Regulatory Frameworks & Compliance 5