SMQT - Surveyor Minimum Qualifications Nursing and Physician Services Questions and Answers

Question 1

According to federal regulations for skilled nursing facilities (42 CFR §483.35), which of the following is a mandatory daily staffing requirement for a Registered Nurse (RN), unless a waiver is granted?

Accepted Answer

An RN must be on duty for at least 8 consecutive hours, 7 days a week.

Answer

Federal regulation 42 CFR §483.35(b)(1) explicitly requires a facility, except when waived, to use the services of a registered nurse for at least 8 consecutive hours a day, 7 days a week. While a licensed nurse must be on duty 24/7, the specific requirement for an RN is the 8-hour daily minimum.

Question 2

A surveyor reviews a resident's record and notes the admission date was 40 days ago. The initial physician visit was completed on day 5. There is no documentation of any subsequent physician visits. How should the surveyor interpret this finding in relation to 42 CFR §483.30?

Accepted Answer

The facility is non-compliant, as a follow-up physician visit was required within 30 days of the initial visit.

Answer

According to 42 CFR §483.30(c)(1), a resident must be seen by a physician at least once every 30 days for the first 90 days after admission. Since the resident was admitted 40 days ago and the first visit was on day 5, a follow-up visit was due by day 35. The absence of this visit constitutes non-compliance.

Question 3

A surveyor is at a facility with an average daily occupancy of 85 residents. The Director of Nursing (DON), an RN, is assigned as the charge nurse for a specific unit every weekday from 7 a.m. to 3 p.m. This staffing assignment is:

Accepted Answer

Not permitted, because the DON may only serve as a charge nurse in facilities with an average daily occupancy of 60 or fewer residents.

Answer

Federal regulation 42 CFR §483.35(b)(3) specifies that the Director of Nursing may serve as a charge nurse only when the facility has an average daily occupancy of 60 or fewer residents. Since this facility's occupancy is 85, this arrangement is a violation.

Question 4

A resident's attending physician has arranged for a nurse practitioner (NP), who is not an employee of the facility, to provide care. Which of the following describes a compliant schedule of required visits after the physician's initial visit?

Accepted Answer

The NP performs the required visits at day 30 and day 60, and the physician performs the visit at day 90, alternating thereafter.

Answer

42 CFR §483.30(c)(4) allows a physician, at their option, to alternate required visits with a qualified nurse practitioner, physician assistant, or clinical nurse specialist after the initial physician visit. The NP performing visits that alternate with the physician's personal visits is a compliant practice.

Question 5

During a survey, a nurse is observed struggling to operate a new model of a mechanical lift, placing a resident at risk. The nurse states they have not received formal training on this specific device. This observation most directly points to a potential failure by the facility to meet which requirement under Nursing Services?

Accepted Answer

To ensure nursing staff have the specific competencies and skill sets needed to care for residents.

Answer

42 CFR §483.35 requires a facility to have sufficient nursing staff with the appropriate competencies and skill sets to provide nursing services and assure resident safety. The inability to safely operate essential equipment like a mechanical lift is a direct indicator that the staff member may lack the necessary competency for the task, which is the facility's responsibility to ensure.

SMQT - Surveyor Minimum Qualifications Test Practice Test

SMQT - Surveyor Minimum Qualifications Test Practice Test

SMQT - Surveyor Minimum Qualifications Nursing and Physician Services Questions and Answers