CCT - Certified Compliance Technician Compliance Oversight Agencies Questions and Answers

Question 1

A hospital's compliance department uncovers a sophisticated, multi-state scheme involving several physicians and a third-party billing company to systematically submit false claims to Medicare. The scheme appears to be criminal in nature. In addition to the HHS-OIG, which federal agency would have primary jurisdiction to prosecute this criminal healthcare fraud?

Accepted Answer

Department of Justice (DOJ)

Answer

The Department of Justice (DOJ) is the principal federal law enforcement agency responsible for investigating and prosecuting criminal violations of federal laws, including complex healthcare fraud schemes. While the OIG investigates fraud and can impose administrative sanctions, the DOJ is responsible for bringing criminal charges and prosecuting the case in federal court.

Question 2

Which agency within the Department of Health and Human Services (HHS) is primarily responsible for investigating fraud, waste, and abuse in HHS programs and for issuing both permissive and mandatory exclusions from federal healthcare program participation?

Accepted Answer

Office of Inspector General (OIG)

Answer

The HHS Office of Inspector General (OIG) is tasked with protecting the integrity of all HHS programs, such as Medicare and Medicaid. Its key functions include auditing, investigating, and imposing administrative sanctions, including excluding individuals and entities that have engaged in fraud or abuse from participation in federal healthcare programs.

Question 3

A provider has a question about whether a proposed business arrangement might violate the Anti-Kickback Statute. To seek formal guidance and potential protection from prosecution for that specific arrangement, the provider can request an Advisory Opinion from which agency?

Accepted Answer

Office of Inspector General (OIG)

Answer

The HHS-OIG is authorized to issue advisory opinions to the healthcare industry regarding the application of its administrative sanction authorities, most notably the federal Anti-Kickback Statute. These opinions, while legally binding only for the requestor, provide valuable guidance on how the OIG interprets the law for specific factual arrangements.

Question 4

A patient files a complaint alleging that a hospital clinic improperly shared their health information with a third-party marketer without authorization. Which federal agency is primarily responsible for investigating and enforcing patient rights under the HIPAA Privacy Rule?

Accepted Answer

Office for Civil Rights (OCR)

Answer

The Office for Civil Rights (OCR) within HHS is the primary agency responsible for administering and enforcing the HIPAA Privacy and Security Rules. Investigating patient complaints about potential violations is a core function of the OCR.

Question 5

While the Office of Inspector General (OIG) focuses on fraud and abuse enforcement, which agency is primarily responsible for establishing the rules and regulations for participation in, and payment by, the Medicare and Medicaid programs?

Accepted Answer

Centers for Medicare & Medicaid Services (CMS)

Answer

The Centers for Medicare & Medicaid Services (CMS) is the federal agency that administers the Medicare program and works with states to administer Medicaid. It is responsible for developing and enforcing the vast majority of regulations governing payment, coverage, and conditions of participation for providers in these programs.

(CCT) Certified Compliance Technician Practice Test

(CCT) Certified Compliance Technician Practice Test

CCT - Certified Compliance Technician Compliance Oversight Agencies Questions and Answers