ISO 14001 Foundation Certification ISO 14001 Foundation Performance Evaluation and Auditing 1

Question 1

Which of the following best describes 'audit evidence' as used in an ISO 14001 internal audit?

Accepted Answer

Records, statements of fact, or other verifiable information relevant to audit criteria

Answer

Audit evidence must be verifiable — it consists of records, factual statements, or other information that can be checked against audit criteria. Personal opinions or unverifiable assurances do not qualify as audit evidence under ISO 19011, which supports ISO 14001 auditing practice.

Question 2

Under ISO 14001 Clause 9.1, which term refers to the systematic comparison of actual environmental results against planned objectives?

Accepted Answer

Analysis and evaluation

Answer

Clause 9.1.1 requires organizations to evaluate environmental performance through analysis and evaluation — comparing monitored data against objectives and targets to determine whether planned results are being achieved.

Question 3

An ISO 14001 internal audit programme must take into account which two factors when setting audit frequency?

Accepted Answer

The environmental importance of the processes and results of previous audits

Answer

ISO 14001 Clause 9.2.2 explicitly states that the audit programme shall consider the environmental importance of the processes concerned and the results of previous audits when determining audit frequency and focus.

Question 4

What must an organization do when monitoring and measurement equipment is used to track significant environmental aspects under ISO 14001?

Accepted Answer

Ensure equipment is calibrated or verified and retain documented information

Answer

Clause 9.1.1 requires that monitoring and measurement equipment be calibrated or verified at specified intervals and that documented information be retained as evidence of this, ensuring the reliability of environmental performance data.

Question 5

When an internal audit reveals a nonconformity with the EMS, what is the required immediate next step according to ISO 14001?

Accepted Answer

Report audit results to relevant management and initiate corrective action

Answer

ISO 14001 Clause 9.2.2 requires that audit results be reported to relevant management, and Clause 10.2 then requires the organization to take corrective action to address nonconformities — suspension of all activities is not required and would be disproportionate.

ISO 14001 Foundation Certification Practice Test

ISO 14001 Foundation Certification Practice Test

ISO 14001 Foundation Certification ISO 14001 Foundation Performance Evaluation and Auditing 1