CCM CCM Ethics and Whistleblower Protections 3

Question 1

What is the Occupational Safety and Health Administration's (OSHA) role in whistleblower protection?

Accepted Answer

OSHA administers whistleblower protection programs under more than 20 federal laws across various industries

Answer

OSHA administers whistleblower protection programs under more than 20 federal statutes covering industries from transportation to environmental protection to financial services.

Question 2

In ethics program design, what is the purpose of a 'speak-up' culture initiative?

Accepted Answer

To encourage employees to raise compliance and ethical concerns without fear of reprisal

Answer

A speak-up culture initiative is designed to encourage employees to voice compliance and ethical concerns early and openly, reducing the likelihood that issues will go unreported.

Question 3

Why is it important for organizations to track the disposition of ethics hotline reports?

Accepted Answer

To measure the volume and outcomes of reports and demonstrate program effectiveness

Answer

Tracking and analyzing hotline report volume, categories, and outcomes helps the organization measure program effectiveness and identify systemic compliance issues.

Question 4

What is meant by 'protected activity' in the context of whistleblower laws?

Accepted Answer

Lawful acts taken by an employee to report or oppose illegal conduct or violations

Answer

Protected activity refers to lawful acts by an employee such as reporting suspected violations, filing complaints, or participating in investigations, which are shielded from employer retaliation.

Question 5

Under the Dodd-Frank Act, what is the statute of limitations for a whistleblower to file a retaliation claim with the SEC?

Accepted Answer

3 years from the retaliatory act

Answer

Under Dodd-Frank, a whistleblower has up to three years from the date of the retaliatory act to file a retaliation claim with the SEC.

(CCM) Certified Compliance Manager Practice Test

(CCM) Certified Compliance Manager Practice Test

CCM CCM Ethics and Whistleblower Protections 3