Series 7 – General Securities Representative Exam Study Guide 2026
Everything you need to pass the Series 7 – General Securities Representative Exam exam in one place: the exam format, every topic to study, real practice questions with explanations, flashcards, and full-length practice tests. Free, no sign-up needed.
Series 7 – General Securities Representative Exam exam key facts
- The Series 7 exam consists of 125 scored multiple-choice items and 5 unscored pretest items, for a total of 130 items. Source
- The passing score for the Series 7 examination is 72%. Source
- The Series 7 examination fee is $395 per attempt. Source
- Candidates who fail the Series 7 exam must wait 30 calendar days before retaking it, and 180 calendar days after failing three consecutive times within two years. Source
- The Series 7 qualification remains valid for two years after an individual terminates registration with a FINRA-member firm. Source
📋 Series 7 – General Securities Representative Exam Exam Format at a Glance
📚 Series 7 – General Securities Representative Exam Topics to Study (19)
✍️ Sample Series 7 – General Securities Representative Exam Questions & Answers
1. Which Greek measures the rate of change in an option's price relative to a $1 change in the underlying stock price?
Delta measures how much an option's price is expected to change for every $1 move in the underlying security.
2. When facing an unfamiliar challenge in applied knowledge & practice within Series 7 - General Securities Representative, what is the BEST approach?
Researching best practices and consulting colleagues combines established knowledge with practical experience, while documentation supports future reference.
3. What is the MOST important skill for effective operations & process management in Series 7 - General Securities Representative?
Clear communication is essential for aligning team efforts, building consensus, and ensuring everyone understands and works toward shared objectives.
4. What is the MOST important skill for effective project management & execution in Series 7 - General Securities Representative?
Clear communication is essential for aligning team efforts, building consensus, and ensuring everyone understands and works toward shared objectives.
5. A company's earnings per share (EPS) is $4 and the stock trades at $60. What is the price-to-earnings (P/E) ratio?
P/E ratio = Price ÷ EPS = $60 ÷ $4 = 15.
6. Under Series 7 rules, which document must be provided to a customer before or at the time of opening an options account?
The Options Disclosure Document (ODD), titled 'Characteristics and Risks of Standardized Options,' must be provided before or at the time a customer's options account is approved.
🎯 Free Series 7 – General Securities Representative Exam Practice Tests
📖 Series 7 – General Securities Representative Exam Guides & Articles
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- A timed, full-length Series 7 – General Securities Representative Exam mock exam — 130 questions in 225 minutes with a 72% pass mark, modeled on the official exam's question count and time limit, followed by a score report broken down by exam domain.
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- Progress saved on your device: completed tests, scores and missed questions stay in My Progress, so you can retake only what you got wrong.
- A printable Series 7 – General Securities Representative Exam cheat sheet you can print or save as a PDF.
- Series 7 – General Securities Representative Exam flashcards built from the same question bank.
- Free Series 7 – General Securities Representative Exam practice tests with the correct answer shown after each question.
How this page was made: written with AI tools and published by Nathan Beja, founder of Practice Test Geeks, who is responsible for its content. Exam facts are checked against the official sources listed below. Not reviewed by a subject-matter expert. Editorial policy
Sources & references
Exam facts on this page (fees, format, dates, passing scores) are checked against these official sources; the date is our last check. Editorial policy
- finra.org — Eligibility, fees, passing score, score validity, test dates, retake policy, score release, exam format, exam information · verified Oct 2026
- prometric.com — Test delivery · verified Oct 2026