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Series 3 – The National Commodities Futures Test Communication & Stakeholder Engagement 2

Before a retail customer's futures account is opened, what must the FCM or IB furnish under CFTC Rule 1.55?

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Sources & references

Exam facts on this page (fees, format, dates, passing scores) are checked against these official sources; the date is our last check. Editorial policy

  1. finra.org — Score release, test dates, test delivery, fees, exam format, passing score · verified Oct 2026
  2. nfa.futures.org — Eligibility, score validity · verified Oct 2026