FREE S-12 Investment Funds Questions and Answers

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What is the primary feature of a mutual fund?

Correct! Wrong!

Mutual funds are managed by professionals and provide investors access to a diversified portfolio.

What is an Exchange-Traded Fund (ETF)?

Correct! Wrong!

ETFs are traded throughout the day on exchanges and typically track an index.

What is a key characteristic of a closed-end fund?

Correct! Wrong!

Closed-end funds issue a fixed number of shares and trade on exchanges at prices determined by supply and demand.

What does a mutual fund’s expense ratio represent?

Correct! Wrong!

The expense ratio covers management fees and other operational costs, reducing investor returns.

What is a no-load mutual fund?

Correct! Wrong!

No-load funds allow investors to buy and sell shares without incurring commission fees.

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