FREE Certified Information Systems Auditor MCQ Questions and Answers

Question 1

The management is starting to wonder about the timeline and completion of an audit project that is going far too long. This audit might be deficient in:

Accepted Answer

Effective project management

Answer

Cooperation from individual auditees

Answer

Enough skilled auditors

Answer

Clearly stated scope and objectives

Question 2

Which statement regarding the ISACA Audit Standards and Audit Guidelines is accurate?

Accepted Answer

ISACA Audit Standards are mandatory

Answer

ISACA Audit Guidelines are mandatory

Answer

ISACA Audit Standards are only mandatory for SOX audits

Answer

ISACA Audit Standards are optional

Question 3

Can an auditor depend on the audit client's risk estimate for audit planning?

Accepted Answer

Yes, if the risk assessment was performed by a qualified external entity

Answer

No. The auditor must perform a risk assessment himself or herself

Answer

No. The auditor does not require a risk assessment to develop an audit plan

Answer

Yes, in all cases

Question 4

The user account request and fulfillment process is being audited by an auditor. The auditor cannot inspect every transaction in the event population because there are hundreds of them. A random sample of transactions and some of the transactions for privileged access requests are wanted by the auditor. This kind of sampling is referred to as:

Accepted Answer

Judgmental sampling

Answer

Random sampling

Answer

Statistical sampling

Answer

Stratified sampling

Question 5

A plan for an audit is being created by an auditor for the accounts payment function. The auditor wishes to choose transactions from low, medium, and big payment amounts rather than randomly choosing transactions to investigate. Which example methodology fits this approach the best?

Accepted Answer

Stratified sampling

Answer

Non-random sampling

Answer

Judgmental sampling

Answer

Statistical sampling

Question 6

What is the purpose of the ISACA organizational independence audit standard?

Accepted Answer

The auditor's placement in the organization should ensure the auditor can act independently.

Answer

To ensure that the auditor has the appearance of independence.

Answer

To ensure that the auditor has a separate operating budget.

Answer

The auditor should not work in the same organization as the auditee.

Question 7

Which of the following audit types would be suitable for a provider of financial services, like a payroll service?

Accepted Answer

SSAE18

Answer

AUP

Answer

Sarbanes-Oxley

Answer

SAS70

The management is starting to wonder about the timeline and completion of an audit project that is going far too long.This audit might be deficient in:

The management is starting to wonder about the timeline and completion of an audit project that is going far too long.
This audit might be deficient in: