Series 99 Exam Mode
FINRA Series 99 Operations Professional Exam
The Series 99 exam qualifies individuals to perform various operational functions within a broker-dealer, covering regulatory requirements, trade processing, and recordkeeping.
50
Questions
90 min
Time Limit
70%
To Pass
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Exam Rules
- You can skip questions and return to them later
- Flag questions for review before submitting
- No feedback shown until you submit the entire exam
- Unanswered questions count as wrong — answer everything
- 10 pretest questions are mixed in and don't affect your score
- Timer auto-submits when time runs out
- Your progress is auto-saved every 30 seconds