CLEE Record Keeping and Documentation 2

Question 1

What is the primary purpose of progress notes in a clinical record?

Accepted Answer

To document the client's progress, clinical reasoning, and treatment response over time

Answer

Progress notes document the client's clinical status, response to treatment, therapist reasoning, and progress toward goals, forming the core of the clinical record.

Question 2

Under HIPAA, psychotherapy notes stored separately from the general medical record:

Accepted Answer

Require separate, specific patient authorization for release beyond standard TPO disclosures

Answer

HIPAA's privacy rule gives psychotherapy notes (process notes) heightened protection, requiring a specific authorization separate from the general medical record authorization.

Question 3

A therapist discovers an error in a client's medical record. The correct way to make a correction is to:

Accepted Answer

Draw a single line through the error, add the correction, and date and initial the correction

Answer

Proper record amendment requires a single line through the error, with the correction, date, and initials added — never obscuring or deleting original entries.

Question 4

When may a therapist use client records for training or case consultation without client authorization?

Accepted Answer

When information is de-identified so the client cannot be identified

Answer

De-identified information is no longer considered protected health information under HIPAA and may be used for training and consultation without authorization.

Question 5

A California therapist receives a request from a coroner investigating a client's death. The therapist should:

Accepted Answer

Cooperate with the coroner's request, as the privilege may be waived in death investigations

Answer

California law permits disclosure to coroners and medical examiners investigating a death, and courts have found privilege may yield to a coroner's lawful investigation.

CLEE - California Law and Ethics Exam Practice Test

CLEE - California Law and Ethics Exam Practice Test

CLEE Record Keeping and Documentation 2