CFS Study Guide 2026

Everything you need to pass the CFS exam in one place: the exam format, every topic to study, real practice questions with explanations, flashcards, and full-length practice tests. Free, no sign-up needed.

📚 CFS Topics to Study (21)

✍️ Sample CFS Questions & Answers

1. What fiduciary duty applies to estate planning?
Act in the client's best interest with loyalty, care, and full disclosure

Fiduciary duty requires acting in the client's best interest with loyalty, care, and full disclosure of all material facts.

2. What is the typical 'two and twenty' fee structure in a hedge fund?
2% management fee on AUM and 20% performance fee on profits

The '2 and 20' structure means a 2% annual management fee on assets under management plus a 20% incentive fee on profits generated.

3. Which rating from Moody's indicates the highest investment-grade bond quality?
Aaa

Moody's highest rating is Aaa, indicating the issuer has an exceptional capacity to meet financial commitments.

4. What is the significance of confidentiality in financial planning?
It maintains the privacy and trust between the advisor and client

Confidentiality is paramount in financial planning as clients entrust advisors with highly sensitive personal and financial information. Upholding confidentiality ensures the privacy of this data, which is crucial for building and maintaining a strong foundation of trust between the advisor and client. This trust encourages open and honest communication, enabling the advisor to develop the most appropriate and effective financial strategies.

5. What cleaning and sanitizing procedure is essential for regulatory compliance?
Clean and sanitize food contact surfaces before use, between tasks, and at regular intervals

Food contact surfaces must be cleaned and sanitized before use, between different food tasks, and at regular intervals to prevent contamination.

6. Which risk describes the possibility that a bond issuer will be unable to make scheduled interest or principal payments?
Default risk

Default risk (credit risk) is the chance that the bond issuer will fail to meet its contractual debt obligations.

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1. Learn with Flashcards → 2. Drill Practice Tests → 3. Take the Full Exam Simulation
CFS Study Guide 2026 — Exam Format, Topics & Practice Questions