CE CE Export Controls & Sanctions Compliance

Question 1

Which U.S. agency administers the Export Administration Regulations (EAR) and controls dual-use items?

Accepted Answer

Bureau of Industry and Security (BIS), Department of Commerce

Answer

BIS administers the EAR, which controls the export of commercial and dual-use goods, software, and technology that have both civilian and potential military applications.

Question 2

What is an Export Control Classification Number (ECCN) and where is it found?

Accepted Answer

An alphanumeric code on the Commerce Control List (CCL) that identifies dual-use items subject to EAR export controls

Answer

The ECCN classifies a product's technical characteristics on the Commerce Control List, determining what export license requirements apply based on destination, end-user, and end-use.

Question 3

What does EAR99 mean for an exported product?

Accepted Answer

The item is subject to EAR but not listed on the Commerce Control List, and therefore generally may be exported without a license to most destinations

Answer

EAR99 items are low-technology goods not specifically controlled on the CCL; they can typically be exported without a license except to embargoed countries or for prohibited end-uses.

Question 4

What is ITAR and which types of goods does it control?

Accepted Answer

International Traffic in Arms Regulations; it controls defense articles, defense services, and related technical data on the U.S. Munitions List

Answer

ITAR, administered by DDTC (State Department), controls items specifically designed or modified for military use that appear on the U.S. Munitions List (USML).

Question 5

What is the Entity List maintained by BIS and what does it mean if a party is listed?

Accepted Answer

A list of foreign persons, companies, and government entities that require a BIS license for exports of items subject to the EAR due to proliferation or security concerns

Answer

The Entity List identifies foreign parties that pose export control concerns; exporters must obtain a BIS license before shipping EAR-controlled items to any listed entity.

(CE) Certified Exporter Practice Test

(CE) Certified Exporter Practice Test

CE CE Export Controls & Sanctions Compliance