Practice Test Geeks(CCA) CATO Certified Associate Practice Test
← All CCA Flashcard Decks

CATO Associate Regulatory Compliance Flashcards

7 cards from real CCA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.

Read the first 7 CATO Associate Regulatory Compliance flashcards as text

  1. Under CBP regulations, what is the maximum time an importer has to file a formal entry after goods arrive at a US port?

    Answer: 15 calendar days

    CBP regulations require that a formal entry be filed within 15 calendar days of the goods arriving at a US port of entry.

  2. Which US government agency administers the Foreign Corrupt Practices Act (FCPA) as it relates to trade compliance?

    Answer: The Department of Justice and the SEC

    The FCPA is jointly enforced by the Department of Justice (criminal violations) and the Securities and Exchange Commission (civil violations).

  3. A company receives goods under a Temporary Importation under Bond (TIB). What is the standard period allowed before the goods must be re-exported or destroyed?

    Answer: 1 year, extendable to 3 years

    TIB entries are valid for one year and may be extended by CBP for up to a total of three years.

  4. Under US export control regulations, which document is required when exporting controlled dual-use items to most destinations?

    Answer: An Export Administration Regulations (EAR) license or license exception

    Controlled dual-use items classified under the EAR require either a valid export license or a qualifying license exception before export.

  5. What is the primary purpose of a Customs-Trade Partnership Against Terrorism (C-TPAT) certification?

    Answer: To establish supply chain security standards in exchange for expedited CBP processing

    C-TPAT is a voluntary government-business initiative that establishes supply chain security standards in exchange for reduced examinations and expedited processing.

  6. Under 19 CFR Part 111, which of the following is a licensed customs broker's primary obligation to CBP?

    Answer: To exercise responsible supervision and control over the customs business it conducts

    19 CFR 111.28 requires that a licensed customs broker exercise responsible supervision and control over the customs business conducted in its name.

  7. When must an Importer Security Filing (ISF 10+2) be transmitted to CBP for ocean shipments?

    Answer: At least 24 hours before vessel departure from the foreign port

    The ISF 10+2 must be filed no later than 24 hours before the cargo is laden aboard the vessel at the foreign port of departure.