CAIC AI Governance & Compliance Flashcards
6 cards from real CAIC practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.
Read the first 6 CAIC AI Governance & Compliance flashcards as text
What is the primary goal of an AI audit in an enterprise governance program?
Answer: To independently assess whether AI systems operate as intended and comply with policies and regulations
An AI audit provides independent verification that AI systems are functioning as designed, are fair, accurate, and compliant with applicable laws and internal governance policies.
Which document establishes the principles, roles, and responsibilities for AI use within an organization?
Answer: AI governance policy
An AI governance policy defines an organization's principles for responsible AI use, assigns accountability roles, and sets standards for development, deployment, and monitoring.
What does 'fairness through awareness' mean in AI system design?
Answer: Explicitly using sensitive attributes like race or gender to detect and correct for discriminatory patterns
Fairness through awareness deliberately incorporates sensitive attributes into the model to identify and mitigate disparate treatment or impact across demographic groups.
In AI compliance, what is a 'legitimate interest' basis for processing personal data in AI training?
Answer: A lawful justification under privacy law where data processing is necessary for genuine business interests that outweigh individual privacy rights
Legitimate interest is one of six lawful bases under GDPR and similar laws, permitting data processing when the organization's interests are proportionate and don't override individuals' rights.
Which framework helps organizations assess and disclose the environmental impact of AI model training and deployment?
Answer: ISO 14001 and AI sustainability reporting
ISO 14001 environmental management standards combined with emerging AI sustainability reporting frameworks help organizations measure and disclose carbon footprint and energy use from AI operations.
What is the role of a Chief AI Officer (CAIO) in an organization's AI governance structure?
Answer: To oversee the responsible development, deployment, and compliance of AI initiatives across the enterprise
The CAIO provides executive-level leadership for AI strategy and governance, ensuring AI initiatives align with business goals, ethical standards, and regulatory requirements.