BPA BPA Compliance, Auditing & Risk Management 2

Question 1

In BPA risk management, which strategy involves transferring the financial impact of a risk to a third party?

Accepted Answer

Risk transfer

Answer

Risk transfer shifts the financial consequences of a risk to another party, typically through insurance or contractual agreements with vendors.

Question 2

A BPA audit finds that a bot has been accessing data beyond its required scope. This violates which security and compliance principle?

Accepted Answer

Least privilege

Answer

The least privilege principle requires that bots and users only have access to the minimum data and systems necessary to perform their function.

Question 3

Which document defines the expectations for how quickly an automated process must be restored after a failure, from a compliance perspective?

Accepted Answer

Recovery Time Objective (RTO) documented in the BCP/DRP

Answer

The Recovery Time Objective (RTO), documented in a Business Continuity Plan or Disaster Recovery Plan, specifies the maximum tolerable downtime for a process.

Question 4

For a BPA process that handles payment card data, which compliance standard mandates specific controls?

Accepted Answer

PCI-DSS

Answer

PCI-DSS (Payment Card Industry Data Security Standard) defines mandatory security controls for any system that stores, processes, or transmits cardholder data.

Question 5

What is the purpose of a compliance matrix in a BPA implementation project?

Accepted Answer

To map each regulatory requirement to specific process controls, verifying coverage

Answer

A compliance matrix cross-references applicable regulations with implemented controls to demonstrate and verify that all requirements are addressed.

BPA - Business Process Automation Certification Practice Test

BPA - Business Process Automation Certification Practice Test

BPA BPA Compliance, Auditing & Risk Management 2