Supervisory Test Legal and Ethical Compliance 2 — Questions and Answers
Question 1: A supervisor discovers that a team member has been falsifying timesheets. What is the FIRST action the supervisor should take?
- Terminate the employee immediately without further investigation
- Document the findings and report to HR following company policy (Correct answer)
- Confront the employee publicly in front of the team
- Ignore it if the amounts are small and performance is otherwise good
Correct answer: Document the findings and report to HR following company policy
Supervisors must document evidence and follow established HR procedures before taking any disciplinary action to ensure due process.
Question 2: Under the Americans with Disabilities Act (ADA), a supervisor is required to provide a qualified employee with a disability:
- Any accommodation the employee requests regardless of cost
- Reasonable accommodations unless they cause undue hardship to the organization (Correct answer)
- The same accommodations given to all other employees
- Accommodations only if the disability is visible or documented by a specialist
Correct answer: Reasonable accommodations unless they cause undue hardship to the organization
The ADA requires reasonable accommodations that do not impose undue hardship, balancing the employee's needs with organizational resources.
Question 3: Which of the following scenarios constitutes a conflict of interest for a supervisor?
- Approving overtime for a high-performing employee
- Awarding a contract to a vendor owned by the supervisor's spouse (Correct answer)
- Conducting performance reviews for direct reports
- Enforcing the company's attendance policy uniformly
Correct answer: Awarding a contract to a vendor owned by the supervisor's spouse
A conflict of interest arises when a supervisor's personal relationships or financial interests could improperly influence business decisions.
Question 4: An employee reports to their supervisor that a coworker is engaging in sexual harassment. The supervisor does NOT personally witness it. The supervisor should:
- Tell the reporting employee to handle it themselves since the supervisor didn't see it
- Investigate discreetly and report findings to HR (Correct answer)
- Warn the accused employee informally without creating a record
- Wait for more complaints before taking action
Correct answer: Investigate discreetly and report findings to HR
Supervisors have a legal duty to act on harassment complaints even when they did not personally witness the behavior.
Question 5: The Family and Medical Leave Act (FMLA) entitles eligible employees to how many weeks of unpaid, job-protected leave per year?
- 6 weeks
- 10 weeks
- 12 weeks (Correct answer)
- 16 weeks
Correct answer: 12 weeks
FMLA provides eligible employees up to 12 weeks of unpaid, job-protected leave annually for qualifying family or medical reasons.
Question 6: A supervisor overhears an employee making racially offensive jokes to another employee who appears uncomfortable. The BEST response is to:
- Ignore it because the jokes were not directed at the supervisor
- Intervene immediately, address the conduct, and document the incident (Correct answer)
- Wait to see if the uncomfortable employee files a formal complaint
- Speak privately only to the employee who appeared uncomfortable
Correct answer: Intervene immediately, address the conduct, and document the incident
Supervisors who witness potential harassment must intervene and document the incident to prevent a hostile work environment from forming.
Question 7: Which law prohibits employers from discriminating against employees based on age, specifically protecting workers who are:
- 18 years of age or older
- 35 years of age or older
- 40 years of age or older (Correct answer)
- 55 years of age or older
Correct answer: 40 years of age or older
The Age Discrimination in Employment Act (ADEA) protects workers who are 40 years of age or older from employment discrimination.
A supervisor discovers that a team member has been falsifying timesheets.
What is the FIRST action the supervisor should take?