Series 79 – Investment Banking Representative Exam

The Series 79 exam qualifies candidates as FINRA-registered Investment Banking Representatives, testing knowledge of data collection and analysis, underwriting and new financing transactions, and mergers, acquisitions, and financial restructuring. It is a corequisite to the Securities Industry Essentials (SIE) exam.

30
Questions
35 min
Time Limit
73%
To Pass
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Exam Rules

  • You can skip questions and return to them later
  • Flag questions for review before submitting
  • No feedback shown until you submit the entire exam
  • Unanswered questions count as wrong — answer everything
  • 10 pretest questions are mixed in and don't affect your score
  • Timer auto-submits when time runs out
  • Your progress is auto-saved every 30 seconds