Series 65 – Uniform Investment Adviser Law Exam Practice Test
Series 65 – Uniform Investment Adviser Law Exam Client Investment Recommendations and Strategies 2
What is the fiduciary duty of an investment adviser?
Select your answer
A
To recommend only the most expensive financial products
B
To act in the best interest of the client and put the client's interests ahead of their own
C
To generate the highest commissions possible
D
To recommend only government-approved securities
Hint
