VIP Exclusive
Series 24 – General Securities Principal VIP Practice Exam
Series 24 – General Securities Principal Exam — The Series 24 (General Securities Principal) exam is a FINRA-administered qualification exam consisting of 150 scored questions (plus 10 unscored pre-test questions) with a 3-hour 45-minute time limit and a 70% passing score; it qualifies individuals to supervise and manage the investment banking, underwriting, trading, and sales activities of a FINRA member firm.
52
Questions
150m
Time Limit
70.00%
To Pass
Question 1 of 52👑 VIP
A registered representative at your firm has been receiving an unusually high number of customer complaints alleging unsuitable recommendations over the past 90 days. As the General Securities Principal responsible for supervision, which of the following actions is MOST appropriate as an immediate first step?
Questions 2–52 and full explanations are VIP-exclusive.