VIP Exclusive
RIA Series 65 VIP Practice Exam
RIA — This exam mirrors the NASAA Series 65 (Uniform Investment Adviser Law Examination), a 130-question exam (125 scored) administered by FINRA on behalf of state securities regulators, required in most states for individuals acting as investment adviser representatives; candidates have 180 minutes and must score 72% (94/130) to pass.
30
Questions
180m
Time Limit
72.00%
To Pass
Question 1 of 30👑 VIP
A portfolio manager tells a prospective client: 'I always put my clients' interests ahead of my own, and I am legally required to do so.' This statement best describes which legal standard applicable to registered investment advisers?
Questions 2–30 and full explanations are VIP-exclusive.