FINRA Series 4 - Registered Options Principal Exam — Practice Test 2
The FINRA Series 4 exam qualifies candidates as Registered Options Principals, testing knowledge of options account supervision, trading strategies, risk management, regulatory requirements, and personnel oversight for securities firms.
130
Questions
195 min
Time Limit
72%
To Pass
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Exam Rules
- You can skip questions and return to them later
- Flag questions for review before submitting
- No feedback shown until you submit the entire exam
- Unanswered questions count as wrong — answer everything
- 10 pretest questions are mixed in and don't affect your score
- Timer auto-submits when time runs out
- Your progress is auto-saved every 30 seconds