Professional Practice and Ethics Flashcards

An LMHC is providing services to a family. The mother and father are divorcing, and the father's attorney subpoenas the counselor for the child's treatment records. The mother has sole legal custody and has not provided consent for the records to be released. What is the MOST appropriate first step for the counselor to take?

Answer: Consult with an attorney and assert privilege on behalf of the client.

While a subpoena is a legal document, it is not the same as a court order. The counselor has an ethical and legal obligation to protect client confidentiality. The first step should be to seek legal counsel to understand the legal obligations and to formally assert privilege, which is the client's right to keep their information private in a legal proceeding. Releasing records without the custodial parent's consent or a court order could be a serious ethical and legal violation.

According to the ACA Code of Ethics, a counselor is prohibited from engaging in a sexual or romantic relationship with a former client for a minimum period of:

Answer: Five years following the last professional contact.

The 2014 ACA Code of Ethics explicitly prohibits counselors from engaging in sexual and/or romantic relationships with former clients, their romantic partners, or their family members for a period of 5 years following the last professional contact. This rule is in place to prevent exploitation and harm to the client, recognizing the power imbalance that exists in the therapeutic relationship.

An LMHC in private practice discovers that a new client is a close friend of their sibling. The counselor has met this individual several times at family gatherings. Which of the following ethical issues is of primary concern?

Answer: Dual/Multiple Relationships

This scenario presents a clear case of a potential dual or multiple relationship. A multiple relationship occurs when a counselor is in a professional role with a person and also in another role with the same person or with someone closely associated with them. Such relationships can impair objectivity, competence, and effectiveness, and they risk exploitation or harm to the client.

A counselor is working with a client who is mandated to attend counseling by the court system as a condition of probation. Which of the following actions is essential for the counselor to take at the beginning of the therapeutic relationship?

Answer: Inform the client about the limits of confidentiality and who will receive reports on their progress.

When working with mandated clients, it is a crucial ethical responsibility to clarify the limits of confidentiality from the outset. The client has a right to know what information will be shared with the mandating authority (e.g., the court, probation officer), how progress will be reported, and the potential consequences of non-compliance. This is a key component of informed consent in this specific context.

Which of the following core professional values, as outlined in the ACA Code of Ethics, refers to the principle of working for the good of the individual and society by promoting mental health and well-being?

Answer: Beneficence

Beneficence is the ethical principle that involves acting in the best interest of the client and promoting their well-being. It means counselors have a responsibility to contribute positively to the welfare of their clients. Autonomy refers to respecting the client's right to self-determination, nonmaleficence means avoiding harm, and justice refers to fairness and equality in treatment.

An LMHC is feeling overwhelmed and emotionally exhausted due to a high-stress caseload, and their work with clients is beginning to feel rote and ineffective. According to ethical standards, the counselor has a professional responsibility to:

Answer: Seek consultation or supervision and engage in self-care to address potential impairment.

Ethical codes from both the ACA and AMHCA require counselors to monitor their own effectiveness and to take steps to address any impairment that could harm clients. When a counselor recognizes personal problems or professional burnout is interfering with their ability to perform their duties adequately, they should take appropriate measures such as obtaining professional consultation, supervision, or assistance and determine if they need to limit, suspend, or terminate their duties.