KSA Industry Regulations & Compliance 5

Question 1

The Age Discrimination in Employment Act (ADEA) protects workers of what age and older?

Accepted Answer

40

Answer

The ADEA protects individuals who are 40 years of age or older.

Question 2

What is a key requirement of the Family Educational Rights and Privacy Act for disclosing student records?

Accepted Answer

Written consent is generally required, with limited exceptions

Answer

FERPA generally requires written consent before disclosing personally identifiable information from education records.

Question 3

Which regulation requires publicly traded companies to maintain internal control over financial reporting, with management assessment under Section 404?

Accepted Answer

Sarbanes-Oxley Act

Answer

SOX Section 404 requires management to assess internal controls over financial reporting.

Question 4

Under the Occupational Safety and Health Act, workers have the right to do which of the following?

Accepted Answer

Request an OSHA inspection and report hazards without retaliation

Answer

Workers may file complaints and request inspections, and retaliation for doing so is prohibited.

Question 5

What does 'risk assessment' mean in a compliance program?

Accepted Answer

Identifying and prioritizing threats of non-compliance

Answer

Risk assessment identifies where violations are most likely and most harmful so resources can be focused.

KSA - Knowledge, Skills, and Abilities Practice Test

KSA - Knowledge, Skills, and Abilities Practice Test

KSA Industry Regulations & Compliance 5