Which of the following claims regarding broker-dealer staff is accurate?
I.
All staff members are allowed to accept customer orders for securities subject to specific restrictions.
II.
Customers' orders for securities may be accepted by staff members who have registered as securities dealers.
III.
Customers' phone messages may be answered by non-registered staff members and forwarded to a registered representative for appropriate processing.
IV.
In compliance with SEC guidelines, all workers who handle money or securities in any capacity are required to submit to fingerprinting.
