FFL Background Check & NICS Procedures 2

Question 1

How long does an FFL have to wait for a NICS response before the transfer may proceed by default (the 'Proceed by Default' rule)?

Accepted Answer

3 business days

Answer

If NICS does not provide a Proceed or Deny response within 3 business days, the FFL may lawfully complete the transfer at their discretion.

Question 2

Which of the following is the correct NICS Transaction Number (NTN) format that an FFL must record on the ATF Form 4473?

Accepted Answer

A 10-digit alphanumeric code issued by NICS

Answer

NICS issues a unique NTN (alphanumeric) for each transaction, and FFLs must record it on the Form 4473 in the NICS response section.

Question 3

A NICS check returns a 'Delay' response. What does this mean for the FFL?

Accepted Answer

NICS needs more time to research the potential disqualifier before making a determination

Answer

A 'Delay' means NICS has found a potential disqualifying record and is researching it; the FFL must wait up to 3 business days before optionally proceeding.

Question 4

Under what circumstance is an FFL NOT required to initiate a NICS background check before transferring a firearm?

Accepted Answer

When the transfer is between two licensed FFLs

Answer

Transfers between two licensed FFLs (licensee-to-licensee) are exempt from NICS because the receiving FFL is itself a licensed dealer subject to ATF oversight.

Question 5

Which agency operates the NICS system used by FFLs to conduct firearm background checks?

Accepted Answer

Federal Bureau of Investigation (FBI)

Answer

The FBI's Criminal Justice Information Services (CJIS) Division operates the NICS system under the Brady Handgun Violence Prevention Act.

(FFL) Certified Federal Firearms License Specialist Practice Test

(FFL) Certified Federal Firearms License Specialist Practice Test

FFL Background Check & NICS Procedures 2