1. C
Foundational knowledge in investments, regulation, and markets defines CSC’s core learning outcomes.

2. B
Adults learn best when connecting theory to practical application.

3. B
Compliance ensures ethical and legal adherence in investment activities.

4. B
Collaboration enhances engagement and reflective learning.

5. A
KYC rules protect investors through proper client understanding.

6. A
Role-playing allows experiential learning and applied practice.

7. B
Risk tolerance aligns portfolios to clients’ comfort and goals.

8. B
IIROC is the main self-regulatory body for investment dealers.

9. A
Ethical retention improves through real-world case discussions.

10. B
Effective evaluation tests real-world application of knowledge.

11. B
Formative evaluation provides ongoing feedback and improvement.

12. A
Reflection fosters independent professional growth.

13. B
Competency-based assessments measure knowledge application.

14. A
Alignment ensures relevance and regulatory compliance.

15. B
Suitability prioritizes client interests in product recommendations.

16. A
Actionable feedback directly supports learning improvement.

17. A
Clear communication is key to maintaining client trust.

18. A
Ethics demand prioritizing clients’ interests.

19. B
CIPF protects clients’ assets during dealer insolvency.

20. A
Balanced assessments provide both ongoing and final evaluation.

21. A
Curriculum mapping maintains coherence and focus.

22. A
Case studies encourage deeper understanding of regulations.

23. A
Ethics build trust and safeguard investor confidence.

24. A
Learner-centered design tailors learning to individual needs.

25. A
Compliance understanding is essential for ethical advising.

26. A
Goal-setting enhances mentoring outcomes.

27. A
Simulations effectively test communication competence.

28. A
Reliability ensures assessment consistency.

29. A
Transparency promotes fairness in evaluation.

30. A
Lifelong learning keeps professionals updated.

31. A
Reflective journaling builds critical thinking.

32. A
Integrity requires transparency in all client dealings.

33. A
Communication skills foster trust and professional excellence.

34. B
Adult learners benefit from self-directed learning, reflection, and relevance to their personal goals.

35. C
Pre- and post-assessment data objectively measure learning outcomes and instructional impact.

36. B
Curriculum design must align with CSC and CSI competency frameworks to maintain regulatory compliance.