Ethics & Professional Standards Flashcards
7 cards from real CPI practice questions. Tap to flip, then mark Knew It or Still Learning โ missed cards come back until you master them.
Read the first 7 Ethics & Professional Standards flashcards as text
When a research participant withdraws consent mid-trial, what is the investigator's primary obligation?
Answer: Stop participation immediately and retain only already-collected data per protocol
Withdrawal must be honored immediately, but data already lawfully collected may be retained as specified in the IRB-approved protocol.
Which ethical principle primarily guides the requirement that research risks must be minimized and justified by anticipated benefits?
Answer: Beneficence
Beneficence obligates investigators to maximize benefits and minimize harms, requiring a favorable risk-benefit ratio.
An investigator discovers a serious, unexpected adverse event. Under FDA regulations, the sponsor must report it to the FDA within:
Answer: 7 calendar days if fatal or life-threatening; 15 calendar days for others
FDA 21 CFR 312.32 requires 7-calendar-day reporting for fatal/life-threatening unexpected SAEs and 15-calendar-day reporting for other unexpected serious adverse events.
Which document outlines the globally accepted ethical principles for conducting research involving human subjects that emerged from the Nuremberg trials?
Answer: Nuremberg Code
The Nuremberg Code (1947) established foundational ethical principles for human experimentation, including voluntary consent, after Nazi war crimes.
A CPI learns that a colleague has fabricated patient data in a clinical trial. What is the most appropriate immediate action?
Answer: Report the misconduct to the IRB, sponsor, and relevant institutional authorities
Research misconduct must be reported to protect participants and the integrity of science; self-correction by the offending party is insufficient.
Under ICH E6(R2) GCP, the investigator's primary responsibility regarding protocol deviations is to:
Answer: Document all deviations and notify the IRB/ethics committee and sponsor as required
ICH E6(R2) requires investigators to document protocol deviations promptly and report them per sponsor and IRB requirements.
Which scenario best illustrates a conflict of interest for a physician investigator?
Answer: Being the principal investigator for a drug manufactured by a company in which the PI holds significant equity
Financial interests in a sponsor company can bias study conduct or reporting, constituting a conflict of interest that must be disclosed.