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CME-1 VIP Certification Exam — Saudi Capital Market
CME-1 — The CME-1 (Capital Market Exam, Level 1) is administered by the Capital Market Authority (CMA) of Saudi Arabia and is a mandatory licensing requirement for professionals engaged in securities activities within Saudi capital market institutions; the real exam consists of approximately 100 multiple-choice questions over 120 minutes with a 70% passing threshold, covering capital market regulations, financial instruments, market operations, disclosure, and professional conduct.
30
Questions
120m
Time Limit
70.00%
To Pass
Question 1 of 30👑 VIP
A newly appointed compliance officer at a licensed brokerage firm in Riyadh discovers that the firm has been executing client orders without maintaining written records of client suitability assessments. Under the Capital Market Authority's rules, which regulatory framework primarily governs the firm's obligation to assess client suitability before executing transactions?
Questions 2–30 and full explanations are VIP-exclusive.