CISI UAE FRR Study Guide 2026

Everything you need to pass the CISI UAE FRR exam in one place: the exam format, every topic to study, real practice questions with explanations, flashcards, and full-length practice tests. Free, no sign-up needed.

📚 CISI UAE FRR Topics to Study (57)

✍️ Sample CISI UAE FRR Questions & Answers

1. What is a 'shell company' in the context of AML typologies?
A company with no real operations used to obscure beneficial ownership

Shell companies have no significant assets or operations but are used to create layers of ownership that obscure the identity of the true beneficial owner, facilitating money laundering and tax evasion.

2. Under UAE Islamic banking law, what is the standard remedy when a transaction is retrospectively found to violate Sharia principles?
The transaction must be unwound where possible and any impermissible income donated to charitable causes

When a transaction is found non-compliant, the institution must reverse or restructure it where feasible and donate any income derived from the impermissible arrangement to charity, purifying its books in accordance with Sharia.

3. Under ADGM's Data Protection Regulations, a 'data breach' must be reported to the ADGM Registration Authority within:
72 hours of becoming aware of the breach (where feasible)

Mirroring the EU GDPR requirement, ADGM's Data Protection Regulations require notifying the Registration Authority within 72 hours of discovering a personal data breach, enabling prompt regulatory response.

4. Under CBUAE regulations, what is the maximum loan-to-value ratio for a UAE national purchasing a first home valued above AED 5 million?
70%

CBUAE mortgage regulations set a maximum LTV of 70% for UAE nationals purchasing a first home valued above AED 5 million, requiring a minimum 30% down payment to limit systemic mortgage risk.

5. The DIFC's 'Single Family Office' (SFO) regime allows:
A dedicated office to manage the wealth of a single family without DFSA authorisation if structured correctly

A properly structured SFO serving a single family's wealth management needs may be exempt from DFSA authorisation, reflecting that the family's own money is being managed without public solicitation.

6. Which free zone operates its own independent financial regulatory framework based on English common law?
Dubai International Financial Centre (DIFC)

The DIFC operates under its own legal and regulatory framework based on English common law, with the Dubai Financial Services Authority (DFSA) as its independent regulator.

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