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CISI Investment Advice Diploma (IAD) VIP Practice Exam

CISI IAD — The CISI Investment Advice Diploma (IAD) is a Level 4 UK qualification issued by the Chartered Institute for Securities & Investment, consisting of three units (Financial Services Regulation, Investment Practice, and Financial Planning Process), each assessed by a 100-question multiple-choice paper sat under a 2-hour time limit with a 70% pass mark; this practice set draws across all three units.

55
Questions
120m
Time Limit
70.00%
To Pass
Question 1 of 55👑 VIP

A client approaches your firm seeking advice on moving their entire £250,000 savings into a single emerging-market equity fund. Under the FCA's suitability requirements, which of the following actions is MOST critical before proceeding?

Questions 2–55 and full explanations are VIP-exclusive.