CII R01 Practice Test
CII R01 Regulatory Bodies and Their Roles
What is the 'twin-peaks' model of financial regulation in the UK?
Select your answer
A
Two financial exchanges operating in London
B
The separation of conduct regulation (FCA) and prudential regulation (PRA) into two distinct regulators
C
Two levels of authorisation for financial firms
D
A dual reporting system for financial statements
Hint
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