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CII R01 Financial Services, Regulation and Ethics — VIP Practice Exam
CII R01 — The CII R01 'Financial Services, Regulation and Ethics' exam is issued by the Chartered Insurance Institute (CII) and consists of 100 multiple-choice questions to be completed in 2 hours, with a pass mark of 70%. It is a mandatory unit for the CII Certificate in Financial Planning and covers the UK regulatory framework, FCA conduct rules, ethics, financial crime, and consumer protection.
58
Questions
120m
Time Limit
70.00%
To Pass
Question 1 of 58👑 VIP
A newly authorised financial advisory firm is reviewing its obligations under the Financial Services and Markets Act 2000 (FSMA 2000). Which of the following best describes the 'general prohibition' established by FSMA 2000?
Questions 2–58 and full explanations are VIP-exclusive.