CII R01 Financial Services Regulation and Ethics

The CII R01 exam assesses knowledge of UK financial services regulation and ethics, covering the FCA regulatory framework, consumer protection, financial crime prevention, and professional standards required for financial advisers.

30
Questions
35 min
Time Limit
65%
To Pass
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Exam Rules

  • You can skip questions and return to them later
  • Flag questions for review before submitting
  • No feedback shown until you submit the entire exam
  • Unanswered questions count as wrong — answer everything
  • 10 pretest questions are mixed in and don't affect your score
  • Timer auto-submits when time runs out
  • Your progress is auto-saved every 30 seconds