CHC HIPAA Privacy and Security 3 — Questions and Answers
Question 1: Under the HIPAA Privacy Rule, the 'minimum necessary' standard does NOT apply to which type of disclosure?
- Disclosures to health oversight agencies
- Disclosures for treatment purposes to healthcare providers (Correct answer)
- Disclosures to business associates
- Disclosures for research purposes
Correct answer: Disclosures for treatment purposes to healthcare providers
The minimum necessary standard does not apply to disclosures made to or requests by a healthcare provider for treatment purposes.
Question 2: A covered entity may use or disclose PHI without patient authorization for which of the following purposes?
- Marketing a third-party product using the patient's purchase history
- Disclosing to an employer for employment decisions
- Reporting a gunshot wound to law enforcement as required by state law (Correct answer)
- Selling PHI to a data analytics company
Correct answer: Reporting a gunshot wound to law enforcement as required by state law
HIPAA permits disclosure to law enforcement when required by law, such as mandatory reporting of gunshot wounds.
Question 3: What is the maximum civil monetary penalty per violation category for violations where the covered entity did not know and could not have known of the violation?
- $100 per violation, up to $25,000 per year (Correct answer)
- $1,000 per violation, up to $100,000 per year
- $10,000 per violation, up to $250,000 per year
- $50,000 per violation, up to $1.5 million per year
Correct answer: $100 per violation, up to $25,000 per year
The lowest tier of civil monetary penalties applies to unknowing violations at $100–$50,000 per violation, up to $25,000 per identical violation per year.
Question 4: Under HIPAA's Security Rule, which implementation specification is 'required' versus 'addressable' for the Workstation Use standard?
- Workstation Use is addressable; covered entities may choose alternatives
- Workstation Use is required; covered entities must implement it (Correct answer)
- Workstation Use specifications are all required with no flexibility
- Workstation Use has no implementation specifications
Correct answer: Workstation Use is required; covered entities must implement it
The Workstation Use standard under Physical Safeguards is required, meaning covered entities must implement policies governing proper workstation use.
Question 5: A patient requests an accounting of disclosures. Which type of disclosure must be included in the accounting?
- Disclosures for treatment, payment, and operations
- Disclosures made to the patient themselves
- Disclosures to public health authorities as required by law (Correct answer)
- Disclosures pursuant to a valid patient authorization
Correct answer: Disclosures to public health authorities as required by law
Disclosures required by law, such as those to public health authorities, must be included in the accounting of disclosures.
Question 6: Under the HIPAA Privacy Rule, a covered entity's Notice of Privacy Practices must be provided to patients:
- Only upon the patient's written request
- No later than the date of first service delivery (Correct answer)
- Annually for all current patients
- Only when the notice is materially revised
Correct answer: No later than the date of first service delivery
Covered entities must provide the Notice of Privacy Practices no later than the date of first service delivery to the individual.
Question 7: Which of the following entities is DIRECTLY covered under HIPAA as a covered entity?
- A cloud storage vendor storing ePHI for a hospital
- A law firm advising a health plan on compliance matters
- A health insurance company that processes claims electronically (Correct answer)
- A janitorial company cleaning a medical office
Correct answer: A health insurance company that processes claims electronically
Health plans that process standard electronic transactions are covered entities directly subject to HIPAA regulations.
Under the HIPAA Privacy Rule, the 'minimum necessary' standard does NOT apply to which type of disclosure?