Regulatory Compliance & Legal Framework Flashcards
7 cards from real CHA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.
Read the first 7 Regulatory Compliance & Legal Framework flashcards as text
Under the Federal Rules of Evidence, a handwriting expert witness must satisfy which standard before testifying about document authenticity?
Answer: The Daubert reliability and relevance standard
Federal courts apply the Daubert standard, requiring that expert testimony be based on sufficient facts, reliable methodology, and relevant application to the case.
Which U.S. law most directly governs privacy protections that may affect how a handwriting analyst handles client records?
Answer: Health Insurance Portability and Accountability Act (HIPAA)
HIPAA applies when handwriting analysis is performed in a medical or psychological context involving protected health information.
A CHA analyst is asked to authenticate a signature on a decades-old will. Which document type is typically used to establish the known handwriting standard?
Answer: Exemplars — authentic writing samples from the same person
Exemplars are verified authentic handwriting samples used as the comparison standard when authenticating questioned documents.
In questioned document examination, chain of custody refers to:
Answer: The documented record of who possessed, handled, and transferred the evidence
Chain of custody documents every transfer of evidence to ensure its integrity and admissibility in court proceedings.
A CHA analyst discovers during a court engagement that opposing counsel's client forged the disputed document. The analyst's primary ethical obligation is to:
Answer: Immediately inform the retaining attorney of the finding and provide an honest opinion
Analysts owe honest, objective findings to the retaining attorney; concealing evidence of forgery violates professional ethics and legal duties.
Which term describes the legal doctrine that allows courts to exclude expert testimony when the methodology is not widely accepted in the relevant scientific community?
Answer: Frye standard
The Frye standard, derived from Frye v. United States (1923), requires expert methods to be generally accepted in the relevant scientific community for admissibility.
When a CHA analyst testifies as an expert witness, the process of initial questioning by the hiring attorney to establish qualifications is called:
Answer: Voir dire
Voir dire is the preliminary questioning used to qualify an expert witness and establish their credentials before substantive testimony begins.