CFS Investigation Techniques & Ethics 3

Question 1

An investigator uses social engineering to gain access to a suspect's computer files without authorization. This action is best described as:

Accepted Answer

An illegal and unethical method that violates privacy laws

Answer

Unauthorized access to computer files via social engineering violates computer fraud laws (e.g., CFAA) and professional ethics regardless of suspected wrongdoing.

Question 2

During a fraud examination, the investigator identifies multiple red flags but no direct evidence of fraud. The report should:

Accepted Answer

Document the red flags and recommend further investigation

Answer

Red flags indicate risk but not proof; investigators should document findings and recommend additional steps rather than drawing unsupported conclusions.

Question 3

What is the primary purpose of conducting a background check on a fraud suspect during an investigation?

Accepted Answer

To identify prior incidents, patterns, or undisclosed affiliations relevant to the case

Answer

Background checks help investigators identify prior fraud incidents, criminal history, conflicts of interest, or hidden business relationships relevant to the case.

Question 4

In fraud investigations, 'corroborating evidence' refers to:

Accepted Answer

Additional evidence that supports or confirms other evidence already gathered

Answer

Corroborating evidence independently supports or strengthens other evidence, increasing the overall reliability of the investigative findings.

Question 5

A fraud investigator is subpoenaed to testify about a confidential client investigation. The investigator's primary duty is to:

Accepted Answer

Testify truthfully while asserting applicable privilege through legal counsel

Answer

When subpoenaed, investigators must testify truthfully; any applicable privilege (such as attorney-client) should be asserted by legal counsel, not through refusal to appear.

(CFS) Certified Fraud Specialist Practice Test

(CFS) Certified Fraud Specialist Practice Test

CFS Investigation Techniques & Ethics 3