Risk Management & Safety Protocols Flashcards
7 cards from real CFA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.
Read the first 7 Risk Management & Safety Protocols flashcards as text
A field agent witnesses a colleague experiencing symptoms of heat exhaustion during an outdoor operation. The immediate priority is to:
Answer: Move the colleague to a cool area and provide hydration
Heat exhaustion requires immediate cooling and rehydration; delay can lead to heat stroke, which is life-threatening.
When conducting a threat assessment, which acronym is commonly used to evaluate an individual's likelihood of violence?
Answer: WAVR21
WAVR21 (Workplace Assessment of Violence Risk) is a structured professional judgment tool used to evaluate violence risk in individuals.
An agent discovers that classified documents have been left unattended in an unsecured area. The correct action is to:
Answer: Secure the documents and report the incident through proper channels
Unattended classified materials must be secured immediately and the incident reported so a security breach investigation can occur.
During a field debrief, an agent learns that a risk control measure failed. The MOST appropriate next step is to:
Answer: Conduct a root cause analysis and revise the risk control plan
Root cause analysis identifies why a control failed and informs more effective corrective measures.
A 'dead-drop' communication method is used in field operations primarily to:
Answer: Ensure two parties never meet in person, reducing exposure risk
Dead-drops eliminate direct contact between parties, reducing the risk that surveillance of one individual compromises another.
Which of the following is an example of a 'residual risk' after controls have been applied?
Answer: The remaining risk that persists after all practical controls are in place
Residual risk is what remains after controls are implemented; it must be accepted by the appropriate authority before proceeding.
A field agent operating in an unfamiliar urban environment should primarily use which navigation technique to maintain situational awareness?
Answer: Terrain association combined with regular position checks and a paper backup
Terrain association with backup navigation prevents mission failure if electronic systems are jammed, depleted, or unavailable.