Risk Management & Safety Protocols Flashcards
7 cards from real CFA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.
Read the first 7 Risk Management & Safety Protocols flashcards as text
A field agent arrives at a site and notices an unfamiliar vehicle parked near the entry point with no visible occupants. What is the FIRST action the agent should take?
Answer: Document the vehicle and report it before proceeding
Documenting and reporting suspicious vehicles before proceeding allows supervisors to assess the threat without the agent escalating prematurely.
Which of the following best describes the 'two-person integrity' (TPI) rule in field operations?
Answer: No individual should have unsupervised access to sensitive assets or areas
TPI prevents unauthorized access or tampering by ensuring a second person is always present when handling sensitive materials or areas.
During a risk assessment, a field agent identifies a hazard with HIGH probability but LOW severity. How should this hazard be prioritized?
Answer: Moderate priority — address after high-severity hazards
Risk priority is determined by the combination of probability and severity; high-probability/low-severity hazards rank below low-probability/high-severity ones.
A field agent must cross an area flagged as having possible IED (improvised explosive device) contamination. The BEST course of action is to:
Answer: Use an alternate route and notify command immediately
Avoiding a potentially contaminated area and alerting command is the standard safety-first protocol; agents do not conduct EOD tasks.
Which element is MOST critical when establishing a safe rally point during a field operation?
Answer: Pre-coordination with all team members before departure
All team members must know the rally point location and conditions before the operation begins so it can be used without real-time communication.
A field agent's personal protective equipment (PPE) shows visible damage before a hazardous entry. The agent should:
Answer: Report the damage and obtain replacement PPE before entry
Damaged PPE cannot provide the rated level of protection; entry must not proceed until serviceable equipment is obtained.
The 'PACE' planning model in field operations stands for:
Answer: Primary, Alternate, Contingency, Emergency
PACE establishes four tiers of communication or action plans so operations can continue even when primary methods fail.