Professionalism, Ethics & Legal Considerations Flashcards
7 cards from real CFA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.
Read the first 7 Professionalism, Ethics & Legal Considerations flashcards as text
Which type of consent is implied when an unconscious trauma patient arrives in the OR requiring emergency surgery?
Answer: Implied consent
Implied consent applies in emergencies when a patient is incapacitated and unable to give express consent, legally presuming a reasonable person would consent to life-saving treatment.
A first assistant working as an independent contractor is generally considered to have which type of liability relationship compared to an employed first assistant?
Answer: Greater personal liability because respondeat superior may not apply
Independent contractors typically cannot rely on respondeat superior to shift liability to a hospital or employer, placing greater individual financial exposure on the contractor.
Which action by a first assistant would constitute a HIPAA violation?
Answer: Sharing identifiable patient images on a personal social media account
Posting identifiable patient information, including photos, on social media without explicit written authorization violates HIPAA's Privacy and Security Rules.
The ethical principle of non-maleficence is BEST illustrated by which first assistant action?
Answer: Refusing to assist in a procedure known to offer no benefit and likely to harm the patient
Non-maleficence ('do no harm') requires practitioners to avoid actions whose risks outweigh potential benefits; declining futile or harmful procedures upholds this obligation.
Under EMTALA, a hospital's obligation to provide emergency surgical care regardless of a patient's ability to pay is primarily a principle of which ethical domain?
Answer: Justice
EMTALA's anti-dumping mandate reflects the justice principle by ensuring equitable access to emergency care regardless of insurance status or financial means.
Which documentation practice best protects a first assistant from legal liability in the event of a surgical complication?
Answer: Recording objective, factual, and timely entries that reflect actual events and interventions
Objective, accurate, and timely documentation creates a contemporaneous legal record that demonstrates the standard of care was met during the procedure.
A first assistant is asked to provide expert witness testimony about surgical first assisting practices. Their testimony should be based on:
Answer: Current evidence-based standards and established scope of practice guidelines
Expert witnesses must base testimony on current, objective, evidence-based standards of practice rather than personal bias, institutional policy, or direction from counsel.