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Professionalism, Ethics & Legal Considerations Flashcards

7 cards from real CFA practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.

Read the first 7 Professionalism, Ethics & Legal Considerations flashcards as text
  1. Which type of consent is implied when an unconscious trauma patient arrives in the OR requiring emergency surgery?

    Answer: Implied consent

    Implied consent applies in emergencies when a patient is incapacitated and unable to give express consent, legally presuming a reasonable person would consent to life-saving treatment.

  2. A first assistant working as an independent contractor is generally considered to have which type of liability relationship compared to an employed first assistant?

    Answer: Greater personal liability because respondeat superior may not apply

    Independent contractors typically cannot rely on respondeat superior to shift liability to a hospital or employer, placing greater individual financial exposure on the contractor.

  3. Which action by a first assistant would constitute a HIPAA violation?

    Answer: Sharing identifiable patient images on a personal social media account

    Posting identifiable patient information, including photos, on social media without explicit written authorization violates HIPAA's Privacy and Security Rules.

  4. The ethical principle of non-maleficence is BEST illustrated by which first assistant action?

    Answer: Refusing to assist in a procedure known to offer no benefit and likely to harm the patient

    Non-maleficence ('do no harm') requires practitioners to avoid actions whose risks outweigh potential benefits; declining futile or harmful procedures upholds this obligation.

  5. Under EMTALA, a hospital's obligation to provide emergency surgical care regardless of a patient's ability to pay is primarily a principle of which ethical domain?

    Answer: Justice

    EMTALA's anti-dumping mandate reflects the justice principle by ensuring equitable access to emergency care regardless of insurance status or financial means.

  6. Which documentation practice best protects a first assistant from legal liability in the event of a surgical complication?

    Answer: Recording objective, factual, and timely entries that reflect actual events and interventions

    Objective, accurate, and timely documentation creates a contemporaneous legal record that demonstrates the standard of care was met during the procedure.

  7. A first assistant is asked to provide expert witness testimony about surgical first assisting practices. Their testimony should be based on:

    Answer: Current evidence-based standards and established scope of practice guidelines

    Expert witnesses must base testimony on current, objective, evidence-based standards of practice rather than personal bias, institutional policy, or direction from counsel.