Practice Test Geeks(CES) Certified Export Specialist Practice Test
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International Trade Regulations & Laws Flashcards

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  1. Under the Export Administration Regulations (EAR), which classification system is used to determine whether a commercial item requires an export license?

    Answer: Export Control Classification Number (ECCN)

    The ECCN is the alphanumeric code used in the Commerce Control List (CCL) to classify dual-use items under the EAR.

  2. Which U.S. government agency administers the International Traffic in Arms Regulations (ITAR)?

    Answer: Directorate of Defense Trade Controls (DDTC)

    DDTC within the Department of State administers ITAR, which controls the export of defense articles and services.

  3. A U.S. exporter ships EAR99 items to a foreign party listed on the Entity List. Which statement is correct?

    Answer: A license is required because the end-user restriction overrides the item classification

    An Entity List designation imposes a license requirement regardless of ECCN or EAR99 status due to end-user controls.

  4. What is the purpose of a Denied Persons List (DPL) check in export compliance?

    Answer: To identify individuals and companies prohibited from participating in U.S. exports

    The DPL maintained by BIS lists parties denied export privileges, and U.S. exporters must screen against it before shipping.

  5. Under OFAC regulations, which term describes a transaction that is automatically authorized without requiring a specific OFAC license?

    Answer: General License

    A General License authorizes a class of transactions without requiring individual applications, unlike a Specific License which covers a single transaction.

  6. Which document is the primary export control document that an exporter files electronically with U.S. Customs prior to export?

    Answer: Electronic Export Information (EEI) via AES

    The EEI filed through the Automated Export System (AES) replaced the paper SED and is required for most export shipments valued over $2,500 per Schedule B number.

  7. What does the 'de minimis' rule under EAR determine?

    Answer: The threshold of U.S.-controlled content in a foreign-made product that subjects it to EAR jurisdiction

    The de minimis rule sets the percentage of controlled U.S. content (typically 25%, or 10% for embargoed countries) in a foreign product that triggers EAR jurisdiction.