Chief Compliance Officer (CCO) Qualifying Examination — Practice Test 2
The CIRO/CSI Chief Compliance Officer Qualifying Examination tests knowledge of Canadian securities regulations, compliance program design, risk management, governance, ethics, AML obligations, and the responsibilities of a CCO under CIRO rules and NI 31-103.
110
Questions
150 min
Time Limit
60%
To Pass
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Exam Rules
- You can skip questions and return to them later
- Flag questions for review before submitting
- No feedback shown until you submit the entire exam
- Unanswered questions count as wrong — answer everything
- 10 pretest questions are mixed in and don't affect your score
- Timer auto-submits when time runs out
- Your progress is auto-saved every 30 seconds