CBLE Regulatory Compliance 2

Question 1

Under 19 CFR 111, what is the maximum civil penalty for a customs broker who commits a negligent violation?

Accepted Answer

$10,000 per violation up to $30,000

Answer

Under 19 CFR 111.91, negligent violations carry a civil penalty of up to $10,000 per violation, not to exceed $30,000 per transaction.

Question 2

Which CBP form must a customs broker submit to notify CBP of a change in the broker's business address?

Accepted Answer

CBP Form 3124

Answer

CBP Form 3124 is used by licensed customs brokers to report changes such as address, organization, or responsible supervision.

Question 3

A customs broker discovers a prior disclosure opportunity after an error is found by CBP during an audit. Which statement is correct?

Accepted Answer

Prior disclosure is no longer available once CBP has identified the error

Answer

Under 19 USC 1592(c)(4), prior disclosure is only available before CBP has formally identified the violation in a written notice.

Question 4

When must a licensed customs broker file an update to their triennial status report?

Accepted Answer

Every three years in the February following each third year after 1985

Answer

Under 19 CFR 111.30, brokers must file a triennial status report every three years in the February of that reporting year.

Question 5

Which document provides the statutory authority for CBP to regulate customs brokers?

Accepted Answer

19 USC 1641

Answer

19 USC 1641 is the primary statute authorizing CBP to license, regulate, and discipline customs brokers.

(CBLE) Customs Broker License Exam Practice Test