Practice Test Geeks(CBLE) Customs Broker License Exam Practice Test
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Regulatory Compliance Flashcards

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  1. Under 19 CFR 111.28, a customs broker is required to exercise responsible supervision over which type of employees?

    Answer: All employees engaged in customs business on behalf of clients

    19 CFR 111.28 requires brokers to exercise responsible supervision and control over all employees engaged in customs business.

  2. What is the consequence for a licensed customs broker who fails to file the required triennial status report by the deadline?

    Answer: The license is automatically cancelled

    Under 19 CFR 111.30(d), failure to file the triennial report by the deadline results in automatic cancellation of the broker's license.

  3. Which of the following is NOT a ground for suspension or revocation of a customs broker's license under 19 USC 1641(d)?

    Answer: Conducting fewer than 10 entries per year

    Low entry volume is not a statutory ground for revocation; grounds include criminal convictions, willful violations, and employment of debarred persons.

  4. A broker files an entry knowing that the declared value significantly understates the actual transaction value. This constitutes which level of culpability under 19 USC 1592?

    Answer: Fraud

    Knowingly making a false statement about value on an entry is fraud under 19 USC 1592, the highest level of culpability.

  5. Under the Foreign Corrupt Practices Act (FCPA), which activity by a customs broker would constitute a violation?

    Answer: Paying foreign customs officials to expedite legitimate clearances

    The FCPA prohibits offering or paying anything of value to foreign government officials to obtain or retain business, including expediting customs clearances.

  6. Under 19 CFR 111.39, what is the broker's obligation when a client relationship is terminated?

    Answer: Return all original documents belonging to the client upon request

    Under 19 CFR 111.39, upon termination of a client relationship, the broker must return original documents to the client upon request.

  7. Under C-TPAT requirements, a customs broker participating in the program must implement minimum security criteria in which area?

    Answer: Business partner requirements and vetting

    C-TPAT customs brokers must establish and follow business partner vetting criteria to ensure supply chain security.