Practice Test Geeks(CBLE) Customs Broker License Exam Practice Test
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Regulatory Compliance Flashcards

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  1. Under 19 CFR 111, what is the maximum civil penalty for a customs broker who commits a negligent violation?

    Answer: $10,000 per violation up to $30,000

    Under 19 CFR 111.91, negligent violations carry a civil penalty of up to $10,000 per violation, not to exceed $30,000 per transaction.

  2. Which CBP form must a customs broker submit to notify CBP of a change in the broker's business address?

    Answer: CBP Form 3124

    CBP Form 3124 is used by licensed customs brokers to report changes such as address, organization, or responsible supervision.

  3. A customs broker discovers a prior disclosure opportunity after an error is found by CBP during an audit. Which statement is correct?

    Answer: Prior disclosure is no longer available once CBP has identified the error

    Under 19 USC 1592(c)(4), prior disclosure is only available before CBP has formally identified the violation in a written notice.

  4. When must a licensed customs broker file an update to their triennial status report?

    Answer: Every three years in the February following each third year after 1985

    Under 19 CFR 111.30, brokers must file a triennial status report every three years in the February of that reporting year.

  5. Which document provides the statutory authority for CBP to regulate customs brokers?

    Answer: 19 USC 1641

    19 USC 1641 is the primary statute authorizing CBP to license, regulate, and discipline customs brokers.

  6. A corporation holds a customs broker license. If the qualifying individual (licensed officer) leaves the company, what must the corporation do?

    Answer: Obtain a new qualifying individual within 120 days or cease transacting customs business

    Under 19 CFR 111.11(b), a corporate license requires a qualifying individual at all times; failure to replace within 120 days requires ceasing customs broker activities.

  7. Under the Customs Modernization Act, which party bears the primary responsibility for exercising reasonable care in import compliance?

    Answer: The importer of record

    The Customs Modernization Act shifted the compliance burden to the importer of record, who must exercise reasonable care in all import transactions.