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Regulatory Compliance Flashcards

7 cards from real CAPM practice questions. Tap to flip, then mark Knew It or Still Learning — missed cards come back until you master them.

Read the first 7 Regulatory Compliance flashcards as text

  1. A project is delayed because the team is waiting for a government permit. This delay is BEST classified as:

    Answer: An external dependency

    Government permit approvals are external dependencies outside the project team's control that can affect schedule.

  2. Non-compliance with a regulatory requirement discovered late in a project will MOST likely result in:

    Answer: Significant rework, delays, and potential legal penalties

    Late discovery of non-compliance typically requires costly rework, causes delays, and may result in legal fines or other penalties.

  3. Which stakeholder is typically responsible for ensuring a project meets all applicable regulatory requirements?

    Answer: The project manager, with support from subject matter experts

    The project manager owns overall compliance responsibility but relies on legal, technical, and regulatory subject matter experts for specialized guidance.

  4. In risk management, a regulatory fine for non-compliance is classified as which type of risk event?

    Answer: Threat

    Regulatory fines are negative consequences (threats) that result from failing to meet compliance obligations.

  5. A project team member recommends skipping a required environmental impact assessment to save time. The project manager should:

    Answer: Refuse and explain that regulatory requirements are mandatory

    Mandatory regulatory requirements cannot be skipped; the project manager must enforce compliance regardless of schedule pressure.

  6. Which of the following BEST describes the relationship between project quality management and regulatory compliance?

    Answer: Regulatory compliance is a subset of quality management

    Regulatory compliance standards are one category of quality requirements that the project must meet as part of quality management.

  7. A project manager is closing a project. Which compliance-related activity is MOST important during project closure?

    Answer: Archiving all project documents for audit purposes

    Proper archiving of project records ensures the organization can demonstrate compliance during future audits or regulatory reviews.