# Series 99 - Operations Professional Exam — Practice Test Geeks
# https://practicetestgeeks.com/llms/series-99-operations-professional-exam.txt
# Updated: 2026-06-03

> Free Series 99 - Operations Professional Exam practice tests and study guides. Get ready for your Top 10 Things to Know Before Taking the certification. Practice questions with step-by-step answer explanations and instant scoring. Language: English. Region: US.

## Overview

- **Category**: Series 99 - Operations Professional Exam
- **Main page**: https://practicetestgeeks.com/operations-professional-exam
- **Language**: English | **Region**: US
- **Practice tests**: 25 tests, 181 questions total
- **Exam simulation**: Full-length 50-question timed exam (90 min, 70% pass mark)
- **Study guides / articles**: 3 published

## Exam Simulations (Full-Length, Timed, Scored)

Simulates real exam conditions: question count, time limit, passing score, domain weighting.

- [FINRA Series 99 Operations Professional Exam](https://practicetestgeeks.com/series-99/exam) — 50 questions, 90 min, 70% pass
  The Series 99 exam qualifies individuals to perform various operational functions within a broker-dealer, covering regulatory requirements, trade proc

## Practice Tests (25 available)

- [Series 99 Trade Settlement & Clearance Procedures](https://practicetestgeeks.com/free-series-99-trade-settlement-clearance-procedures-questions-and-answers) (9 questions)
- [Series 99 Operational Risk & Controls](https://practicetestgeeks.com/free-series-99-operational-risk-controls-questions-and-answers) (9 questions)
- [Series 99 Customer Account Handling & Documentation](https://practicetestgeeks.com/free-series-99-customer-account-handling-documentation-questions-and-answers) (9 questions)
- [Series 99 Regulatory Compliance & Reporting](https://practicetestgeeks.com/free-series-99-regulatory-compliance-reporting-questions-and-answers) (9 questions)
- [Series 99 Trade Settlement & Clearance Procedures 2](https://practicetestgeeks.com/series-99/questions/trade-settlement-clearance-procedures-2) (7 questions)
- [Series 99 Trade Settlement & Clearance Procedures 3](https://practicetestgeeks.com/series-99/questions/trade-settlement-clearance-procedures-3) (7 questions)
- [Series 99 Trade Settlement & Clearance Procedures 4](https://practicetestgeeks.com/series-99/questions/trade-settlement-clearance-procedures-4) (7 questions)
- [Series 99 Trade Settlement & Clearance Procedures 5](https://practicetestgeeks.com/series-99/questions/trade-settlement-clearance-procedures-5) (7 questions)
- [Series 99 Regulatory Compliance & Reporting 2](https://practicetestgeeks.com/series-99/questions/regulatory-compliance-reporting-2) (7 questions)
- [Series 99 Regulatory Compliance & Reporting 3](https://practicetestgeeks.com/series-99/questions/regulatory-compliance-reporting-3) (7 questions)
- [Series 99 Regulatory Compliance & Reporting 4](https://practicetestgeeks.com/series-99/questions/regulatory-compliance-reporting-4) (7 questions)
- [Series 99 Regulatory Compliance & Reporting 5](https://practicetestgeeks.com/series-99/questions/regulatory-compliance-reporting-5) (7 questions)
- [Series 99 Operational Risk & Controls 2](https://practicetestgeeks.com/series-99/questions/operational-risk-controls-2) (7 questions)
- [Series 99 Operational Risk & Controls 3](https://practicetestgeeks.com/series-99/questions/operational-risk-controls-3) (7 questions)
- [Series 99 Operational Risk & Controls 4](https://practicetestgeeks.com/series-99/questions/operational-risk-controls-4) (7 questions)
- [Series 99 Operational Risk & Controls 5](https://practicetestgeeks.com/series-99/questions/operational-risk-controls-5) (7 questions)
- [Series 99 Corporate Actions & Reorganizations 1](https://practicetestgeeks.com/series-99/questions/corporate-actions-reorganizations) (7 questions)
- [Series 99 Customer Account Handling & Documentation 3](https://practicetestgeeks.com/series-99/questions/customer-account-handling-documentation-3) (7 questions)
- [Series 99 Customer Account Handling & Documentation 4](https://practicetestgeeks.com/series-99/questions/customer-account-handling-documentation-4) (7 questions)
- [Series 99 Customer Account Handling & Documentation 5](https://practicetestgeeks.com/series-99/questions/customer-account-handling-documentation-5) (7 questions)
- [Series 99 Corporate Actions & Reorganizations 2](https://practicetestgeeks.com/series-99/questions/corporate-actions-reorganizations-2) (7 questions)
- [Series 99 Corporate Actions & Reorganizations 3](https://practicetestgeeks.com/series-99/questions/corporate-actions-reorganizations-3) (7 questions)
- [Series 99 Customer Account Handling & Documentation 2](https://practicetestgeeks.com/series-99/questions/customer-account-handling-documentation-2) (7 questions)
- [Series 99 Standards & Best Practices 2](https://practicetestgeeks.com/series-99-standards-best-practices-2-practice-test) (6 questions)
- [Series 99 Fundamentals & Core Concepts](https://practicetestgeeks.com/series-99-fundamentals-core-concepts-practice-test) (6 questions)

## Articles & Study Guides

- [Top 10 Things to Know Before Taking the Operations Professional Exam](https://practicetestgeeks.com/operations-professional-exam)
- [Series 7 vs Series 66: Which One Should You Choose?](https://practicetestgeeks.com/series-7-vs-series-66)

## Reference Pages

- [Series 99 Practice Test PDF (Free Printable 2026)](https://practicetestgeeks.com/series-99/series-99-practice-test-pdf)

## About Practice Test Geeks

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